Hugh S. Mann

CETERA INVESTMENT ADVISERS LLC

PENSACOLA, FL 32504

Some features on this profile are disabled

CRD#: 1136408

Professional summary

Hugh Scott Mann, who also goes by Scott Hugh Mann, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pensacola, Florida and CETERA INVESTMENT SERVICES LLC located in Pensacola, Florida.

Hugh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Hugh has worked at 10 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Hugh Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Scott Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2015 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1289 Airport Blvd, Pensacola, FL 32504

RIA

CRD#: 105644

PENSACOLA, FL

Current

August 6, 2009 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1289 Airport Blvd, Pensacola, FL 32504

CRD#: 15340

Pensacola, FL

Past

August 28, 2009 - February 5, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

PENSACOLA, FL

Past

July 1, 2005 - August 4, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PENSACOLA, FL

Past

June 30, 2005 - August 4, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PENSACOLA, FL

Past

January 1, 1991 - July 1, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PENSACOLA, FL

Past

April 18, 1989 - July 1, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 9, 1988 - April 4, 1989

STERNE, AGEE & LEACH, INC.

CRD#: 791

Past

September 1, 1987 - August 26, 1988

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

January 26, 1987 - June 11, 1987

LEHMAN BROTHERS INC.

CRD#: 7506

Past

November 29, 1985 - February 2, 1987

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

Past

February 3, 1984 - December 16, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

June 22, 1983 - November 15, 1983

SOUTHEASTERN BROKERAGE SERVICES, INC.

CRD#: 10597

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/6/2009)

Florida
(8/6/2009)

IAR

Florida
(4/7/2016)

Georgia
(8/6/2009)

South Carolina
(8/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/1/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/18/1983

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Azam Qayum

CETERA ADVISORS LLC

GREENWOOD VILLAGE, IL

Charles Helme

BH ASSET MANAGEMENT, LLC

IAR

New York, NY

Darin Kight

LPL FINANCIAL LLC

IAR

Tulsa, OK

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Hugh S. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Scott Mann's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

STERNE, AGEE & LEACH, INC.

PAMCO SECURITIES AND INSURANCE SERVICES

LEHMAN BROTHERS INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

E. F. HUTTON & COMPANY INC

SOUTHEASTERN BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/1984

SIE

Date: 10/1/2018

Series 3

Date: 3/1/1984

Series 7

Date: 6/18/1983

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors