Daniel T. Billings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Thomas Billings, who also goes by Daniel T Billings, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1998. Daniel had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2014 - October 30, 2017
RQD* CLEARING, LLC
March 1, 2011 - January 2, 2015
EQUITEC TRADING, LLC
November 8, 2007 - September 8, 2011
RQD* CLEARING, LLC
July 10, 2006 - March 1, 2011
EQUITEC STRUCTURED PRODUCTS,LLC
September 9, 2002 - November 20, 2006
EQUITEC PROPRIETARY MARKETS, LLC
May 4, 1998 - July 29, 1999
APEX CLEARING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RQD* CLEARING, LLC
CRD#: 134284 / SEC#: , 8-66826
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
