David A. Handberg
Professional summary
David Andrew Handberg is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 2010. David has worked at 2 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Handberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2014 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606July 27, 2012 - February 11, 2013
GREAT POINT CAPITAL LLC
January 7, 2010 - July 27, 2012
BRANDT EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/18/2014
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
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