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PD

Paul S. Duggan

INTELLICENTS INVESTMENT SOLUTIONS
Lakewood Ranch, FL
Some features on this profile are disabled
CRD#: 1135600
PD

Professional summary

Paul Shaughnessy Duggan, CFP® is a registered financial advisor currently at INTELLICENTS INVESTMENT SOLUTIONS INC located in Lakewood Ranch, Florida and MUTUAL SECURITIES, INC. located in Lakewood Ranch, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Paul has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Shaughnessy Duggan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1987

Experience

Current

March 23, 2026 - Present

INTELLICENTS INVESTMENT SOLUTIONS INC

RIA
CRD#: 107498
Lakewood Ranch, FL
Current

March 9, 2026 - Present

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
Lakewood Ranch, FL
Past

August 22, 2018 - March 11, 2026

TRG ADVISORS, INC.

RIA
CRD#: 297171
LAKEWOOD RANCH, FL
Past

November 19, 1997 - January 20, 2026

TRG FINANCIAL, INC.

BD
CRD#: 43870
Lakewood Ranch, FL
Past

May 9, 1989 - February 5, 1991

ESSEX CAPITAL MARKETS, INC.

BD
CRD#: 11896
ROCHESTER, NY
Past

May 3, 1985 - March 5, 1998

SUMMIT FINANCIAL SECURITIES, INC.

BD
CRD#: 16359
AMHERST, NY
Past

April 25, 1985 - August 5, 1985

REYNOLDS KENDRICK STRATTON, INC.

BD
CRD#: 10414
Past

June 6, 1983 - December 6, 1984

VANTAGE SECURITIES OF COLORADO, INC.

BD
CRD#: 8622

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC

CRD#: 107498 / SEC#: 801-51382

RIA
Registered Investment Advisory firm - (2/29/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/1/2026)
RR
Florida
(3/9/2026)
IAR
Florida
(3/23/2026)
RR
Massachusetts
(4/1/2026)
RR
New York
(4/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/13/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/21/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/25/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 39
Date: 4/3/1985
Direct Participation Programs Principal Examination
SRO Registrations
RR
FINRA

Current Firm

II
INTELLICENTS INVESTMENT SOLUTIONS INC
ABG INVESTMENT SERVICES INC | INTELLICENTS INVESTMENT SOLUTIONS INC

CRD#: 107498 / SEC#: 801-51382

RIA
Registered Investment Advisory firm - (2/29/1996 Approved)
PREMIUM
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Contact information

Main Address
100 North Broadway, Albert Lea, MN 56007
Mailing Address
Phone number
(507) 377-2919
Established
Firm type
Fiscal year end
# of Employees
67

SEC notice filing (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INTELLICENTS INVESTMENT SOLUTIONS INC ADV 2A OCTOBER 2025 (10/24/2025)
INTELLICENTS INVESTMENT SOLUTIONS INC WRAP BROCHURE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts6,103
AUM (Assets Under Management)$ 7,362,137,726

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/09/2025
Cover Page
Report
11/21/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTELLICENTS INVESTMENT SOLUTIONS INC

CRD#: 107498Lakewood Ranch, FL

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