Eileen R. Fitch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eileen Ryan Fitch, who also goes by Eileen R. Fitch, was a registered financial professional .
Eileen is a previously registered financial professional and started their career in finance in 1987. Eileen had worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - September 2, 2015
CCM SECURITIES, LLC
October 7, 1997 - December 31, 2010
MF GLOBAL INC.
July 11, 1996 - December 12, 1996
MF GLOBAL INC.
May 17, 1991 - April 26, 1995
MF GLOBAL INC.
February 17, 1989 - July 18, 1990
MORGAN STANLEY DW INC.
February 24, 1987 - October 1, 1988
WALSH, GREENWOOD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/13/2000
Limited Representative-Equity Trader ExamCurrent Firm
CCM SECURITIES, LLC
CRD#: 104457 / SEC#: , 8-52911
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
