John A. Reigelman
Professional summary
John Alvin Reigelman, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Penfield, New York and CETERA ADVISORS LLC located in Penfield, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. John has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Alvin Reigelman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1758 Penfield Rd, Penfield, NY 14526November 23, 2009 - Present
CETERA ADVISORS LLC
November 23, 2009 - March 21, 2024
CETERA ADVISORS LLC
August 21, 2008 - November 25, 2009
FSC SECURITIES CORPORATION
December 4, 2001 - November 25, 2009
FSC SECURITIES CORPORATION
April 16, 2001 - December 10, 2001
METROPOLITAN LIFE INSURANCE COMPANY
April 16, 2001 - December 10, 2001
MSI FINANCIAL SERVICES, INC.
August 7, 1997 - April 9, 2001
VERAVEST INVESTMENTS, INC.
June 6, 1996 - August 8, 1997
OSAIC WEALTH, INC.
March 1, 1996 - June 7, 1996
MML INVESTORS SERVICES, LLC
August 16, 1995 - March 1, 1996
G. R. PHELPS & CO., INC.
November 18, 1987 - August 22, 1995
ESSEX CAPITAL MARKETS, INC.
July 11, 1986 - December 24, 1986
AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.
June 10, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 10, 1983 - October 12, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
June 10, 1983 - November 4, 1987
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/23/2009)
(9/26/2013)
(12/3/2015)
(11/23/2009)
(2/1/2018)
(1/22/2010)
(5/28/2019)
(9/20/2023)
(7/23/2020)
(5/11/2021)
(11/23/2009)
(3/21/2024)
(11/23/2009)
(2/9/2024)
(11/23/2009)
(11/23/2009)
(4/1/2020)
(1/3/2022)
(2/5/2014)
(3/21/2024)
(11/23/2009)
(7/19/2018)
(8/10/2018)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Penfield, NY 14526TRUST BUT VERIFY
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