JB
Jerry M. Bagby
BAGBY WEALTH MANAGEMENT
Dexter, MO 63841
Some features on this profile are disabled
CRD#: 1135088
JB
Professional summary
Jerry Michael Bagby, who also goes by Mike Bagby, is a registered financial advisor currently at BAGBY WEALTH MANAGEMENT located in Dexter, Missouri.
Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Jerry has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Bagby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Bagby and Bagby Real Estate. My Father's Trust and Mother's Trust and my revocable trust own the office building located at 302 N. Walnut, Dexter, Missouri, and rent it to Bagby Investment Consultants, LLC dba Bagby Wealth Management. This business started in 1987 and the rental began in that year. The office is the only real estate owned by Bagby and Bagby Real Estate. I spend less than 1% of my time during trading hours on this business. My duties are as owner and since this building has been rented for almost thirty years there are very few duties to perform to manage this business.
2. 11/27/2013 was the beginning of Timely Equipment Rental, LLC. This LLC owns an airplane and rents it out to customers. I am the Manager and I spend less than 1% of my trading hours time managing and operating this business. The address of Timely Rentals is 302 N. Walnut, Dexter, Missouri.
3. Bagby Office Park LLC is a real estate LLC. The LLC owns one track of real estate that is vacant but should have a street address of 206 North Walnut, Dexter, Missouri. I am the Manager and spend less than one percent of my trading time on this business. I have spent many off duty hours over the past two years planning for the construction of a office building campus on this property.
4. I am trustee for three family related trusts. The first is my personal Revocable Trust. This trust was created on February 20, 1997 and has a mailing address of 712 Shelton, Dexter Missouri. I am the sole trustee of this trust. I am Co-Trustee for two other family trusts: The Cathy Elaine Bagby Generation Skipping Trust under the Fred A. Owens Revocable Trust Number One dtd 6/20/1991 and The Cathy Elaine Bagby Generation Skipping Trust under the Wilma J. Owens Revocable Trust Number One dtd 6/20/1991. My association as Co-Trustee started with the Fred Owens trust on October 4, 2000 and as Co-Trustee on the Wilma Owens trust on March 31, 2007. My activities as Co-Trustee for both Trusts are currently very little. I do not spent any time on these two trusts during trading hours, as Trustee.
Although not directly investment related, two of these trusts are indirectly related to investments. My personal revocable trust owns 10% of Bagby Investment Consultants and the Wilma Owens Trust owns the other 90% of Bagby Investment Consultants. Since I am also the Manager of Bagby Investment Consultants there is little activity for me to conduct as the Trustee for Bagby Investment Consultants.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Michael Bagby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2012 - Present
BAGBY WEALTH MANAGEMENT
Office #1: 302 North Walnut, Dexter, MO 63841RIA
CRD#: 117828
Dexter, MO
Past
September 14, 2015 - December 17, 2021
PRE-IPO STREET INC.
BD
CRD#: 173426
Dexter, MO
Past
September 19, 2000 - January 28, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
DEXTER, MO
Past
September 14, 2000 - January 28, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
DEXTER, MO
Past
December 22, 1998 - October 18, 2000
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Past
November 11, 1991 - December 22, 1998
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
April 6, 1989 - November 5, 1991
CLAYTON SECURITIES SERVICES, INC.
BD
CRD#: 23768
CLAYTON, MO
Past
June 11, 1985 - April 11, 1989
AMERICAN CAPITAL EQUITIES, INC.
BD
CRD#: 13272
Past
April 2, 1984 - June 20, 1985
WESTPORT FINANCIAL GROUP, INC.
BD
CRD#: 13048
Past
October 19, 1983 - February 21, 1984
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
BD
CRD#: 6577
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(5/18/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BW
BAGBY WEALTH MANAGEMENT
BAGBY INVESTMENT CONSULTANTS | BAGBY, JERRY MICHAEL | BAGBY WEALTH MANAGEMENT | BAGBY INVESTMENT CONSULTANTS, LLC
CRD#: 117828 / SEC#:
Kansas
Registered Investment Advisory firm - (12/4/2018 Terminated)Louisiana
Registered Investment Advisory firm - (1/3/2018 Terminated)Missouri
Registered Investment Advisory firm - (11/6/1995 Approved)Texas
Registered Investment Advisory firm - (11/20/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
302 North Walnut, Dexter, MO 63841
Mailing Address
Phone number
(573) 624-4771
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 297 |
| AUM (Assets Under Management) | $ 44,299,712 |
Red Flags
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