Daniel R. Levene
Professional summary
Daniel R Levene, who also goes by Daniel Roth Levene, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Boca Raton, Florida and FIDELITY BROKERAGE SERVICES LLC located in Boca Raton, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 22 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 4, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel R Levene's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1400 Glades Road Suite 180, Boca Raton, FL 33431-6457January 17, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1400 Glades Road, Suite 180, Boca Raton, FL 33431February 18, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 12, 2021 - December 4, 2021
BENCHMARK FINANCIAL WEALTH ADVISORS LLC
July 13, 2018 - February 3, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 26, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
August 13, 2014 - February 2, 2021
FIDELITY BROKERAGE SERVICES LLC
January 13, 2014 - August 12, 2014
ALLWORTH FINANCIAL, L.P.
January 13, 2014 - January 29, 2014
AW SECURITIES
April 29, 2013 - December 31, 2013
ALPS DISTRIBUTORS, INC.
March 1, 2013 - January 9, 2014
PATHWAY STRATEGIC ADVISORS
August 10, 2012 - September 20, 2012
VICTORY ADVISORS LLC
July 30, 2010 - August 24, 2012
BROKERSXPRESS LLC
July 21, 2010 - August 24, 2012
BROKERSXPRESS LLC
November 21, 2006 - January 3, 2007
GREAT EASTERN SECURITIES, INC.
April 6, 2006 - August 3, 2007
POINTE ATLANTIC, INC
February 9, 2006 - February 17, 2006
SALOMON GREY FINANCIAL CORPORATION
February 9, 2006 - February 17, 2006
SALOMON GREY FINANCIAL CORPORATION
August 9, 2005 - April 12, 2010
JHS CAPITAL ADVISORS, LLC
June 1, 2005 - November 11, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
June 8, 2004 - April 12, 2010
JHS CAPITAL ADVISORS, LLC
August 21, 2003 - April 19, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
July 30, 2002 - August 28, 2003
UBS FINANCIAL SERVICES INC.
July 19, 2002 - August 6, 2002
DEUTSCHE BANK SECURITIES INC.
January 13, 2001 - August 6, 2002
DEUTSCHE BANK SECURITIES INC.
September 22, 2000 - January 13, 2001
DB ALEX. BROWN LLC
March 31, 1999 - September 14, 2000
JWGENESIS SECURITIES, INC.
November 6, 1997 - April 1, 1999
STANFORD GROUP COMPANY
June 30, 1992 - November 19, 1997
PRUDENTIAL EQUITY GROUP, LLC
April 20, 1992 - June 30, 1992
CORTLANDT CAPITAL CORPORATION
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2022)
(3/31/2025)
(1/17/2022)
(1/17/2022)
(3/31/2025)
(5/19/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 7/11/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
