Steven P. Choquette

CETERA INVESTMENT ADVISERS LLC

CHESHIRE, CT 06410

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CRD#: 1134302

Professional summary

Steven Paul Choquette, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cheshire, Connecticut and CETERA WEALTH SERVICES, LLC located in Cheshire, Connecticut.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY: Independent Insurance Agent; Yes; 609 West Johnson Ave Unit 305; Meriden; CT; 6450; fixed insurance sales; Independent Insurance Agent; 11/15/2013; 3; 3; sales of fixed insurance products|NAME OF ENTITY:Jacobs Financial Partners; Yes; 609 West Johnson Avenue Unit 305; Cheshire; CT; 06410; Financial Services/dba; Investment Adviser Representative; 1/1/2020; 160; 160; Sale and Service Insurance, Securities and Investment products|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Paul Choquette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2278 Waterbury Rd, Cheshire, CT 06410

RIA

CRD#: 105644

CHESHIRE, CT

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 609 West Johnson Avenue Suite 305, Cheshire, CT 06410

CRD#: 13572

Cheshire, CT

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

GLASTONBURY, CT

Past

November 27, 2013 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

GLASTONBURY, CT

Past

November 15, 2013 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

GLASTONBURY, CT

Past

October 21, 2010 - November 21, 2013

NEW ENGLAND SECURITIES

RIA

CRD#: 615

WEST HARTFORD, CT

Past

October 14, 2010 - November 21, 2013

NEW ENGLAND SECURITIES

CRD#: 615

WEST HARTFORD, CT

Past

January 29, 2010 - October 21, 2010

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

ROCKY HILL, CT

Past

September 3, 2009 - October 21, 2010

SIGNATOR INVESTORS, INC.

CRD#: 468

ROCKY HILL, CT

Past

March 25, 2008 - November 21, 2008

SIGNATOR INVESTORS, INC.

CRD#: 468

ROCKY HILL, CT

Past

June 4, 2007 - March 13, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

TOPSFIELD, MA

Past

April 18, 2007 - March 13, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

TOPSFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/5/2025)

Connecticut
(6/9/2021)

IAR

Connecticut
(6/29/2023)

Florida
(6/10/2021)

Massachusetts
(6/9/2021)

New York
(5/29/2024)

South Carolina
(5/30/2025)

Virginia
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven P. Choquette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Paul Choquette's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2007

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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