Nicholas R. Yarid
Professional summary
Nicholas Robert Yarid, who also goes by Nick Yarid, is a registered financial professional currently at CAPITAL INVESTMENT GROUP, INC. located in Clemson, South Carolina.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1983. Nicholas has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Robert Yarid's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2004 - Present
CAPITAL INVESTMENT GROUP, INC.
February 12, 1996 - December 31, 2003
W.C. SMITH & COMPANY, INC.
January 4, 1993 - March 17, 1997
WACHOVIA SECURITIES, INC.
September 30, 1991 - January 11, 1993
J.C. BRADFORD & CO.
April 26, 1988 - May 3, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
December 22, 1983 - October 8, 1991
WACHOVIA SECURITIES, INC.
June 6, 1983 - December 5, 1983
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2019)
(1/2/2004)
(9/19/2025)
(12/2/2019)
(7/18/2014)
(1/2/2004)
(1/2/2004)
(1/2/2004)
(9/5/2018)
(11/15/2022)
(1/2/2004)
Exams
Series 8
Date: 7/29/1988
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CAPITAL INVESTMENT GROUP, INC.
CRD#: 14752 / SEC#: , 8-31225
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | |
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 |
| EDDINS, WILLIAM HAROLD JR | ASSISTANT VICE PRESIDENT | 1724993 |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 |
| MCDONALD, CORNELIUS TRAWICK III | ASSISTANT VICE PRESIDENT | 1288377 |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 3 |
Red Flags
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