David L. Traff
Professional summary
David Lee Traff is a registered financial advisor currently at BISONWOOD FINANCIAL MANAGEMENT located in Tyler, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 5 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Lee Traff's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2006 - Present
BISONWOOD FINANCIAL MANAGEMENT
Office #1: 6760 Old Jacksonville Hwy Suite 105, Tyler, TX 75703June 17, 1986 - January 16, 2007
MURRAY TRAFF SECURITIES
March 3, 1986 - July 9, 1986
HILLTOP SECURITIES INC.
May 22, 1985 - March 11, 1986
FIRST AFFILIATED SECURITIES, INC.
May 25, 1983 - June 19, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2012)
(2/23/2006)
Exams
Series 5
Date: 6/22/1983
Interest Rate Options ExaminationCurrent Firm
BISONWOOD FINANCIAL MANAGEMENT
CRD#: 137846 / SEC#: 801-65150
Contact information
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 59,619,527 |
Red Flags
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Company Information
BISONWOOD FINANCIAL MANAGEMENT
CRD#: 137846Tyler, TX 75703TRUST BUT VERIFY
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