Martin H. Gurvey

SAXONY SECURITIES

Northbrook, IL 60062

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CRD#: 1131102

Professional summary

Martin Herbert Gurvey is a registered financial professional currently at SAXONY SECURITIES, INC. located in Northbrook, Illinois.

Martin is registered as a RR (Registered Representative) and started their career in finance in 1990. Martin has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Herbert Gurvey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2016 - Present

SAXONY SECURITIES, INC.

Office #1: 666 Dundee Road Suite 502, Northbrook, IL 60062

CRD#: 115547

Northbrook, IL

Past

January 11, 2005 - August 2, 2016

FORESIGHT INVESTMENTS, LLC

CRD#: 132644

NORTHBROOK, IL

Past

August 4, 2003 - July 20, 2005

JERSEY SHORE TRADING GROUP INC.

CRD#: 47440

RED BANK, NJ

Past

October 1, 2002 - August 21, 2003

PHILLIP LOUIS TRADING, INC.

CRD#: 19378

RED BANK, NJ

Past

October 28, 1999 - August 8, 2002

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Past

July 1, 1998 - September 30, 2002

LISS FINANCIAL SERVICES

CRD#: 21950

MILWAUKEE, WI

Past

July 11, 1990 - August 27, 1993

KESSLER ASHER CLEARING L.P.

CRD#: 19493

CHICAGO, IL

Past

June 14, 1990 - July 7, 1998

R. D. KUSHNIR & CO.

CRD#: 24013

NORTHBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/1/2016)

Florida
(8/1/2016)

Illinois
(8/1/2016)

South Carolina
(10/2/2024)

Exams

State Security Law Exam

Series 63

Date: 6/14/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SAXONY SECURITIES, INC.

SAXONY ADVISORS | SAXONY SECURITIES, INC. | SAXONY SECURITIES

CRD#: 115547 / SEC#: , 8-53490

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

11152 S Towne Square, St. Louis, MO 63123

Mailing Address

11152 S Towne Square, St. Louis, MO 63123

Phone number

(314) 963-9336

Established

Missouri since 07/13/2001

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAXONY HOLDINGS, INC.	SHAREHOLDER
CLARK, BRIAN LESLEY	CFO	4802438
GRIFFARD, RICHARD EDWARD	PRESIDENT/CEO/DIRECTOR	2472251
KLUMP, RYAN CHRISTOPHER	COO	4762698
MATARAZZI, NATHAN DOMENICO	FINOP, PFO AND POO	4827090
PALOS, KURT ROBERT	VICE PRESIDENT	6063745
PFEIFFER, STEPHANIE ANN	CCO	2278515

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

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Martin H. Gurvey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Herbert Gurvey's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIGHT INVESTMENTS, LLC

JERSEY SHORE TRADING GROUP INC.

PHILLIP LOUIS TRADING, INC.

LIFEMARK SECURITIES CORP.

LISS FINANCIAL SERVICES

KESSLER ASHER CLEARING L.P.

R. D. KUSHNIR & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/1990

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1990

Series 24

Date: 4/5/2001

FINRA

Current Firm

SAXONY SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SAXONY SECURITIES, INC.

TRUST BUT VERIFY

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