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Charles Keith Byington

CRD# 1130997·Registered 1983 - 2006
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Keith Byington was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1983 - 2006. Charles had worked at 6 firms and has passed the Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

VESTPOINT SECURITIES, INC.·CRD# 27260
BD
Tampa, FL
August 25, 2003 - January 17, 2006
NOWTRADE, CORP.·CRD# 47596
BD
St. Petersburg, FL
June 22, 2001 - August 19, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.·CRD# 14146
BD
Spokane, WA
April 16, 2001 - June 5, 2001
NOWTRADE, CORP.·CRD# 47596
BD
St. Petersburg, FL
December 1, 1999 - March 30, 2000
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
May 18, 1989 - September 5, 1995
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
September 4, 1984 - August 16, 1988
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
June 21, 1983 - February 27, 1984

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Current Firm

VS
VESTPOINT SECURITIES, INC.

HOME DISCOUNT SECURITIES, INC. | VESTPOINT SECURITIES, INC.

CRD#: 27260 / SEC#: 8-42965
BD
Terminated by SEC on 11/27/2006

Contact Information

Established

Florida since 07/10/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BYINGTON, CHARLES KEITHCHAIRMAN BOARD OF DIRECTORS1130997
FAHEY, JOHN FAXONCHIEF OPERATING OFFICER4632402
OSBORN, RUSSELL ECEO/FINOP/CROP/SROP/MUNI PRIN./EXECUTIVE REP./CCO1255995

Disclosures

Regulatory Event

4

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1983About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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