Debra L. Schnepp
Professional summary
Debra Lee Schnepp, who also goes by Debra Lee Wieczorek, Debra Lee Wieczorekschnepp, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Orland Park, Illinois.
Debra is registered as a RR (Registered Representative) and started their career in finance in 1983. Debra has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Debra Lee Schnepp's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 9501 W. 144th Place Suite 101, Orland Park, IL 60462January 25, 2017 - December 31, 2017
LPL FINANCIAL LLC
May 11, 2007 - November 2, 2016
CHARLES SCHWAB & CO., INC.
August 12, 2006 - November 29, 2006
UBS FINANCIAL SERVICES INC.
February 13, 2002 - August 12, 2006
PIPER SANDLER & CO.
February 14, 2001 - October 1, 2001
LEHMAN BROTHERS INC.
July 1, 1998 - October 19, 2000
COWEN AND COMPANY
April 29, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
October 4, 1995 - March 21, 1996
PRUDENTIAL EQUITY GROUP, LLC
June 22, 1983 - September 8, 1995
RODMAN & RENSHAW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2018)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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