Annamarie Carlucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Annamarie Carlucci was a registered financial professional .
Annamarie is a previously registered financial professional and started their career in finance in 1984. Annamarie had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2016 - January 7, 2019
METLIFE INVESTORS DISTRIBUTION COMPANY
September 30, 2014 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
April 29, 2009 - November 12, 2010
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
March 25, 2009 - November 5, 2010
M&T SECURITIES, INC.
October 16, 2008 - November 5, 2010
M&T SECURITIES, INC.
December 6, 2004 - October 25, 2006
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 5, 2002 - December 3, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
April 1, 2002 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
August 12, 1998 - January 2, 2001
COMMONFUND SECURITIES, INC.
March 13, 1996 - September 13, 1996
CONNING & COMPANY
January 12, 1995 - June 8, 1995
PRUDENTIAL EQUITY GROUP, LLC
April 12, 1990 - September 14, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 21, 1984 - June 22, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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