Barbara A. Warner
Professional summary
Barbara Anne Warner, CFP®, who also goes by Barbara Anne Murray, is a registered financial advisor currently at WARNER FINANCIAL, INC located in Bethesda, Maryland.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Barbara has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Anne Warner's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1985
Experience
May 9, 2005 - Present
WARNER FINANCIAL, INC
Office #1: 4550 Montgomery Ave Suite 352 North, Bethesda, MD 20814August 21, 2009 - October 11, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 29, 2003 - August 17, 2005
WINDSOR FINANCIAL, LLC
March 31, 1989 - August 24, 2009
MUTUAL SERVICE CORPORATION
September 10, 1987 - March 10, 2003
WINDSOR FINANCIAL GROUP, INC.
March 31, 1986 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
September 14, 1983 - April 7, 1986
CFG SECURITIES CORP.
May 5, 1983 - September 9, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
WARNER FINANCIAL, INC
CRD#: 135303 / SEC#: 801-64223
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/9/2005)
(1/10/2014)
Exams
Current Firm
WARNER FINANCIAL, INC
CRD#: 135303 / SEC#: 801-64223
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 749 |
| AUM (Assets Under Management) | $ 745,317,324 |
Red Flags
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