Victoria R. Winkelman

PLANMEMBER SECURITIES

San Diego, CA 92108

Some features on this profile are disabled

CRD#: 1128883

Professional summary

Victoria Rose Winkelman, CFP®, who also goes by VIcki Barrett, Victoria Rose Barrett, Victoria Rose Barrettcolonna, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in San Diego, California.

Victoria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Victoria has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vicki Barrett | Victoria Rose Barrett | Victoria Rose Barrettcolonna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Barrett Financial and Investment Services DBA MPD Wealth; 1011 Camino Del Rio South 550 San Diego CA 92108; Start Date 02/1987; Owner of Corp/Agent of DBA; Sales and services of insurance, securities, including annuities, fixed index annuities, insurance and long-term care; 160 hrs/mo; 160 hrs/mo during trading; IR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Rose Winkelman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Victoria Rose Winkelman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

February 15, 2005 - Present

PLANMEMBER SECURITIES CORPORATION

Office #1: 1011 Camino Del Rio South Ste 550, San Diego, CA 92108

RIA

CRD#: 11869

San Diego, CA

Current

February 15, 2005 - Present

PLANMEMBER SECURITIES CORPORATION

Office #1: 1011 Camino Del Rio South Ste 550, San Diego, CA 92108

RIA

CRD#: 11869

San Diego, CA

Past

August 8, 2001 - February 14, 2005

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

July 3, 1995 - August 3, 2001

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

January 1, 1994 - July 13, 1995

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

November 20, 1989 - January 1, 1994

LEGEND CAPITAL CORPORATION

CRD#: 4149

PALM BEACH GARDENS, FL

Past

June 25, 1987 - September 12, 1989

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Past

July 10, 1985 - March 24, 1987

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

July 10, 1985 - July 1, 1987

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Past

July 10, 1985 - July 1, 1987

OSAIC FA, INC.

CRD#: 3978

Past

February 4, 1985 - July 15, 1985

LOCUST STREET SECURITIES, INC.

CRD#: 1703

Past

September 4, 1984 - January 8, 1985

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

June 21, 1983 - July 19, 1984

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/5/2011)

Arizona
(7/12/2007)

Arkansas
(12/5/2024)

California
(2/15/2005)

IAR

California
(2/15/2005)

Colorado
(1/7/2014)

Hawaii
(12/5/2024)

Idaho
(1/9/2013)

Indiana
(1/6/2012)

Louisiana
(3/18/2025)

Maryland
(12/5/2024)

Nebraska
(12/21/2022)

Nevada
(6/21/2012)

North Carolina
(12/21/2022)

North Dakota
(2/8/2018)

Oklahoma
(7/12/2007)

Oregon
(1/7/2014)

Texas
(1/5/2011)

Utah
(12/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/11/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/20/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6187 Carpinteria Avenue, Carpinteria, CA 93013

Mailing Address

6187 Carpinteria Avenue, Carpinteria, CA 93013-2060

Phone number

(805) 684-1199

Established

California since 03/12/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

432

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PLANMEMBER WRAP FEE PROGRAM ELITE STRATEGIST DECEMBER 2024 (3/31/2025)

PLANMEMBER SCARBOROUGH BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER OPTIFUND BROCHURE 2023 MARCH (3/31/2025)

PLANMEMBER NON-PLATFORM IRA BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER SCHWAB IAR PROGRAM FEBRUARY 2025 (3/31/2025)

PLANMEMBER RETIREMENT INVESTMENT BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER Q8P IAR PROGRAM 2023 MARCH (3/31/2025)

PLANMEMBER WRAP FEE PROGRAM INVESTMENT SAVINGS PLUS (3/31/2025)

PLANMEMBER PREFERENCE AND IAR BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER WORKPLACE ADVISORY PROGRAM 2023 MARCH (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
PLANMEMBER FINANCIAL CORPORATION	OWNER
BOWMAN, BYRON FRANCIS	CHIEF LEGAL OFFICER & SECRETARY	2673117
HALEY, SEAN PATRICK	CHIEF COMPLIANCE OFFICER	2837579
HANSON, STEVEN R	CHIEF FINANCIAL OFFICER / FINOPS	4854600
JANEWAY, TERRALL JOSEPH	EVP/CHIEF OPERATING OFFICER	2947154
ZIEHL, JON MICHAEL	PRESIDENT	707642

Regulatory assets under management

Total Number of Accounts	68,978
AUM (Assets Under Management)	$ 9,035,509,268

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/21/2022	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Victoria R. Winkelman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Rose Winkelman's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Victoria Rose Winkelman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANMEMBER SECURITIES CORPORATION

PMG SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

LEGEND EQUITIES CORPORATION

LEGEND CAPITAL CORPORATION

INVESTORS BROKERAGE SERVICES, INC.

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

LOCUST STREET SECURITIES, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

THE VARIABLE ANNUITY MARKETING COMPANY

Primary Firm SEC Registration

PLANMEMBER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/2007

SIE

Date: 10/1/2018

Series 7

Date: 1/18/1986

Series 6

Date: 6/20/1983

FINRA

Current Firm

PLANMEMBER SECURITIES CORPORATION

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PLANMEMBER SECURITIES CORPORATION

TRUST BUT VERIFY

Contact information

Similar Advisors