Joseph M. Mcdonnell
Professional summary
Joseph M Mcdonnell, who also goes by Joseph Michael Mcdonnell, Joseph M Mcdonnell, is a registered financial professional currently at INVESCO CAPITAL MARKETS, INC. located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1983. Joseph has worked at 6 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph M Mcdonnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2021 - Present
INVESCO CAPITAL MARKETS, INC.
Office #1: 225 Liberty St. 11th Floor, New York, NY 10281May 11, 2006 - March 30, 2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 8, 1995 - March 17, 2006
LEHMAN BROTHERS INC.
February 21, 1992 - April 25, 1995
CREDIT SUISSE SECURITIES (USA) LLC
January 15, 1988 - February 10, 1992
MORGAN STANLEY & CO. LLC
May 25, 1983 - January 5, 1988
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 4/28/2021
Securities Trader ExamSeries 7TO
Date: 1/28/2021
General Securities Representative ExaminationSeries 55
Date: 4/14/1999
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Current Firm
INVESCO CAPITAL MARKETS, INC.
CRD#: 6939 / SEC#: , 8-19412
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | OWNER | |
| GEYER, WILLIAM SENG | DIRECTOR AND CO-PRESIDENT | 2250035 |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARTIGAN, BRIAN CHRISTOPHER | DIRECTOR AND CO-PRESIDENT | 4227272 |
| SAUERBORN, THOMAS J | PRINCIPAL OPERATIONS OFFICER | 1554859 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 6 |
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