Steven C. Hixson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Carlton Hixson, who also goes by Steve Carlton Hixson, Steve Hixson, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1996. Steven had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2004 - January 26, 2015
T. ROWE PRICE ADVISORY SERVICES, INC.
January 27, 2004 - January 26, 2015
T. ROWE PRICE INVESTMENT SERVICES, INC.
September 9, 2003 - January 8, 2004
QUICK & REILLY, INC.
September 9, 2003 - January 8, 2004
QUICK & REILLY, INC.
December 10, 2002 - September 4, 2003
ATLAS SECURITIES, LLC
October 16, 2002 - December 10, 2002
VALIC FINANCIAL ADVISORS, INC.
August 14, 2002 - December 10, 2002
VALIC FINANCIAL ADVISORS, INC.
December 20, 2001 - August 23, 2002
T. ROWE PRICE ADVISORY SERVICES, INC.
August 3, 2000 - August 28, 2002
T. ROWE PRICE INVESTMENT SERVICES, INC.
August 1, 1997 - July 21, 2000
SIGNATOR FINANCIAL SERVICES, INC.
May 9, 1996 - May 28, 1997
FBL MARKETING SERVICES, LLC
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
