Mark R. Folgmann

ARK ADVISORS

TRAVERSE CITY, MI 49686

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CRD#: 1128290

Professional summary

Mark Russell Folgmann, who also goes by Mrk Russell Folgmann, is a registered financial advisor currently at ARK ADVISORS, LLC located in Traverse City, Michigan.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mrk Russell Folgmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Russell Folgmann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2010 - Present

ARK ADVISORS, LLC

Office #1: 1010 S. Garfield Avenue Suite 409, Traverse City, MI 49686

RIA

CRD#: 133687

TRAVERSE CITY, MI

Past

June 23, 1999 - January 3, 2005

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

SOUTHFIELD, MI

Past

December 19, 1997 - June 25, 1999

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

June 28, 1983 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

June 28, 1983 - October 24, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 27, 1983 - July 19, 1983

PRUCO SECURITIES, LLC.

CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/8/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/6/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/26/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/10/1995

General Securities Principal Examination

Current Firm

ARK ADVISORS, LLC

CRD#: 133687 / SEC#:

Michigan

Registered Investment Advisory firm - (2/16/2005 Approved)

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Contact information

Main Address

Traverse City, MI

Mailing Address

Po Box 1029, Traverse City, MI 49685

Phone number

(231) 668-4118

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 79,293,899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark R. Folgmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Russell Folgmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

HANTZ FINANCIAL SERVICES, INC.

VESTAX SECURITIES CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/1/1983

Series 7

Date: 2/15/1986

Series 22

Date: 6/6/1984

Series 6

Date: 5/26/1983

Series 24

Date: 3/10/1995

Current Firm

ARK ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARK ADVISORS, LLC

TRUST BUT VERIFY

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