DS
David J. Schoenwald
ACCRUED EQUITIES
Melville, NY 11747
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CRD#: 1128276
DS
Professional summary
David Jay Schoenwald is a registered financial professional currently at ACCRUED EQUITIES INC. located in Melville, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1983. David has worked at 1 firm and has passed the Series 63, Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Jay Schoenwald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 1983 - Present
ACCRUED EQUITIES INC.
Office #1: 150 Broadhollow Road, Melville, NY 11747Office #2: 150 Broadhollow Rd Suite Ph 02, Melville, NY 11747RIA
BD
CRD#: 13452
Melville, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AE
ACCRUED EQUITIES INC.
ACCRUED EQUITIES INC.
CRD#: 13452 / SEC#: 801-15504, 8-17356
RIA
Registered Investment Advisory firm - SEC (10/6/1980 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/11/2003)
RR
Arizona(10/25/2005)
RR
District of Columbia(4/22/2005)
RR
Florida(11/8/1983)
RR
Hawaii(5/14/2003)
RR
Indiana(8/2/2005)
RR
Maine(5/16/2002)
RR
Maryland(5/1/2002)
RR
Massachusetts(1/22/2003)
RR
Michigan(5/5/2003)
RR
Minnesota(1/3/2003)
RR
New Jersey(9/6/2002)
RR
New Mexico(7/27/2005)
RR
New York(9/4/1984)
RR
North Carolina(10/6/2005)
RR
Ohio(4/22/2002)
RR
Pennsylvania(1/14/2003)
RR
Washington(1/6/2003)
RR
Wisconsin(2/3/2004)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AE
ACCRUED EQUITIES INC.
ACCRUED EQUITIES INC.
CRD#: 13452 / SEC#: 801-15504, 8-17356
RIA
Registered Investment Advisory firm - SEC (10/6/1980 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
150 Broadhollow Rd Suite Ph-02, Melville, NY 11747
Mailing Address
150 Broadhollow Rd Suite Ph 02, Melville, NY 11747
Phone number
(631) 423-7373
Established
New York since 03/15/1954
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4
FINRA licenses (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 253,050,585 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
