David T. Reinhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Thomas Reinhart, who also goes by David T Reinhart, Thomas Reinhart, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 10 firms and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2000 - July 29, 2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 9, 1999 - September 21, 2000
CONSECO SECURITIES, INC.
November 7, 1997 - November 19, 1998
INVESTORS BROKERAGE SERVICES, INC.
August 26, 1997 - August 27, 1997
MONY SECURITIES CORPORATION
August 12, 1996 - July 25, 1997
SUNSET FINANCIAL SERVICES, INC.
September 2, 1993 - July 11, 1996
CUNA BROKERAGE SERVICES, INC.
September 10, 1992 - September 8, 1993
INVESTORS BROKERAGE SERVICES, INC.
June 15, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
June 15, 1989 - June 29, 1992
MONY SECURITIES CORPORATION
April 13, 1988 - May 16, 1989
MSI FINANCIAL SERVICES, INC.
April 4, 1988 - May 16, 1989
METROPOLITAN LIFE INSURANCE COMPANY
April 8, 1983 - January 1, 1988
HORACE MANN INVESTORS, INC.
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/21/1976
Non-Member General Securities ExaminationCurrent Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
