Richard B. Chess
Professional summary
Richard Bruce Chess, who also goes by Rick Chess, is a registered financial professional currently at CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 22, Series 7, Series 6 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Bruce Chess's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2018 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093January 7, 2013 - October 11, 2013
LOWELL & COMPANY, INC.
November 28, 2006 - January 19, 2011
AMERICAN REALTY CAPITAL MARKETS, LLC
December 17, 2002 - November 1, 2004
GRUBB & ELLIS SECURITIES, INC.
May 30, 1984 - July 6, 1988
JOHN HANCOCK DISTRIBUTORS LLC
April 29, 1983 - May 14, 1984
ANDERSON & STRUDWICK, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2019)
(3/21/2024)
(1/3/2020)
(1/3/2020)
(4/30/2019)
(1/3/2020)
(1/5/2022)
(1/3/2020)
(5/1/2019)
(4/30/2019)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(10/8/2018)
Exams
Series 7TO
Date: 4/1/2022
General Securities Representative ExaminationFINRA
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993Plano, TX 75093TRUST BUT VERIFY
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