JP
John K. Paoloni
OAKBOURNE ADVISORS
Bluffton, SC
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CRD#: 1127270
JP
Professional summary
John Keith Paoloni is a registered financial advisor currently at OAKBOURNE ADVISORS located in Bluffton, South Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Berkeley Heights, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. John has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Investment advisor representative for NORTHSTAR ASSET MGMT DBA Oakbourne Advisors., A RIA LOCATED AT 11605 Route 517, Hackettstown, NJ 07840. ACTING PRES. SINCE 2004, DURING TRADING HRS. ASSET MANAGEMENT 2. INDEPENDENT INSURANCE AGENT, 1605 Route 517, Hackettstown, NJ 07840, SELLING FIXED AND VARIABLE ANNUITIES, LIFE AND TERM INSURANCE. 04/2003, 1HRPM.
CRS (Client Relationship Summary) - RIA
Click below to view John Keith Paoloni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2005 - Present
OAKBOURNE ADVISORS
RIA
CRD#: 129112
Bluffton, SC
Current
April 14, 2003 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922BD
CRD#: 35747
Berkeley Heights, NJ
Past
March 24, 2004 - December 31, 2004
OAKBOURNE ADVISORS
RIA
CRD#: 129112
ANDOVER, NJ
Past
January 2, 1998 - April 15, 2003
THE CONCORD EQUITY GROUP, LLC
BD
CRD#: 14569
ISELIN, NJ
Past
October 17, 1991 - December 31, 1997
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
October 27, 1989 - October 23, 1991
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
June 17, 1988 - November 18, 1989
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
May 25, 1983 - June 24, 1988
MOORE & SCHLEY, CAMERON & CO.
BD
CRD#: 6917
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OAKBOURNE ADVISORS
NORTHSTAR ASSET MANAGEMENT LLC | OAKBOURNE ADVISORS
CRD#: 129112 / SEC#: 801-121388
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/18/2021 Terminated)Delaware
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (6/18/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2021 Terminated)New York
Registered Investment Advisory firm - (6/18/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/18/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/4/2024)
RR
California(6/24/2015)
RR
Florida(6/24/2015)
RR
New Jersey(1/6/2010)
RR
New York(6/4/2013)
RR
North Carolina(10/4/2024)
RR
Pennsylvania(6/24/2015)
RR
Rhode Island(10/4/2024)
IAR
South Carolina(1/31/2022)
RR
South Carolina(5/7/2025)
RR
Texas(10/4/2024)
RR
Virginia(6/24/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OA
OAKBOURNE ADVISORS
NORTHSTAR ASSET MANAGEMENT LLC | OAKBOURNE ADVISORS
CRD#: 129112 / SEC#: 801-121388
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/18/2021 Terminated)Delaware
Registered Investment Advisory firm - (6/29/2021 Terminated)Florida
Registered Investment Advisory firm - (6/18/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2021 Terminated)New York
Registered Investment Advisory firm - (6/18/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/21/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/18/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922
Mailing Address
Phone number
(908) 850-9991
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,013 |
| AUM (Assets Under Management) | $ 283,595,331 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
