Fred Abrams
Professional summary
Fred Abrams is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in West Berlin, New Jersey.
Fred is registered as a RR (Registered Representative) and started their career in finance in 1983. Fred has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fred Abrams's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2016 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 403 Commerce Ln Ste 6, West Berlin, NJ 08091-2513October 17, 2013 - March 30, 2016
COREBRIDGE CAPITAL SERVICES, INC.
September 22, 2010 - October 17, 2013
THE LEADERS GROUP, INC.
November 19, 2008 - December 31, 2009
AMERITAS INVESTMENT COMPANY, LLC
November 15, 2007 - November 5, 2008
P.J. ROBB VARIABLE, LLC
January 28, 2006 - October 31, 2007
THE LEADERS GROUP, INC.
December 22, 1983 - December 13, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2025)
(7/25/2016)
(10/28/2019)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272West Berlin, NJ 08091-2513TRUST BUT VERIFY
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