Glenn A. Tausek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn A Tausek was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1983. Glenn had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2013 - May 31, 2016
THE LEADERS GROUP, INC.
January 16, 1990 - August 5, 2013
PRINCIPAL SECURITIES, INC.
February 10, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
February 10, 1987 - January 31, 1990
MML INVESTORS SERVICES, LLC
June 28, 1983 - February 10, 1987
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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