Samuel J. Angelo

AVANTAX PLANNING PARTNERS

PARSIPPANY, NJ 07054

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CRD#: 1126535

Professional summary

Samuel James Angelo JR, ChFC®, CLU®, who also goes by Samuel J Jr Angelo, Skip Angelo, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Parsippany, New Jersey and CETERA INVESTMENT ADVISERS LLC located in Parsippany, New Jersey.

Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Samuel has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel J Jr Angelo | Skip Angelo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HEADQUARTERS ADVISORY GROUP POSITION: Financial advisor NATURE: Financial advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2001. 2) CENTRAL JERSEY FEDERAL CREDIT UNION POSITION: Board Member NATURE: Meet monthly to review past months procedures and activity for the firm. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2022 ADDRESS: 380 Berry St, Woodbridge NJ 07095, United States DESCRIPTION: I need to vote on whether the activity followed pre established guidelines.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel James Angelo JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

September 7, 2021 - Present

AVANTAX PLANNING PARTNERS, INC.

Office #1: 600 Parsippany Rd. Suite 206, Parsippany, NJ 07054

RIA

CRD#: 106237

PARSIPPANY, NJ

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 600 Parsippany Rd. Suite 206, Parsippany, NJ 07054

RIA

CRD#: 105644

PARSIPPANY, NJ

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 600 Parsippany Rd Suite 206, Parsippany, NJ 07054

CRD#: 13572

PARSIPPANY, NJ

Past

October 25, 2019 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

PARSIPPANY, NJ

Past

October 25, 2019 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

PARSIPPANY, NJ

Past

December 11, 2009 - July 17, 2014

POWER WEALTH MANAGEMENT LLC

RIA

CRD#: 134765

HACKENSACK, NJ

Past

February 4, 2008 - December 31, 2021

HEADQUARTERS ADVISORY GROUP, LLC

RIA

CRD#: 125610

PARSIPPANY, NJ

Past

May 10, 2006 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

PARSIPPANY, NJ

Past

July 13, 2005 - November 30, 2017

HUNTER FINANCIAL SERVICES, INC.

RIA

CRD#: 128680

FAIR LAWN, NJ

Past

June 9, 2005 - December 31, 2007

POWER WEALTH MANAGEMENT LLC

RIA

CRD#: 134765

HACKENSACK, NJ

Past

April 21, 2005 - December 31, 2007

HEADQUARTERS ADVISORY GROUP, LLC

RIA

CRD#: 125610

PARSIPPANY, NJ

Past

January 30, 2001 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

PARSIPPANY, NJ

Past

December 9, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

December 9, 1996 - January 18, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

May 31, 1983 - October 25, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/5/2025)

California
(9/5/2025)

Colorado
(9/5/2025)

Connecticut
(9/5/2025)

Delaware
(9/5/2025)

District of Columbia
(9/5/2025)

Florida
(9/5/2025)

Georgia
(9/5/2025)

Maine
(9/5/2025)

Maryland
(9/5/2025)

Massachusetts
(9/5/2025)

Michigan
(9/5/2025)

Montana
(9/5/2025)

Nevada
(9/5/2025)

New Hampshire
(9/5/2025)

IAR

New Jersey
(9/7/2021)

New Jersey
(9/5/2025)

New Mexico
(9/5/2025)

New York
(9/5/2025)

North Carolina
(9/5/2025)

Ohio
(9/5/2025)

Pennsylvania
(9/5/2025)

Rhode Island
(9/5/2025)

South Carolina
(9/5/2025)

Vermont
(9/5/2025)

Virginia
(9/5/2025)

Wisconsin
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/27/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel J. Angelo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel James Angelo JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

POWER WEALTH MANAGEMENT LLC

HEADQUARTERS ADVISORY GROUP, LLC

1ST GLOBAL ADVISORS INC

HUNTER FINANCIAL SERVICES, INC.

POWER WEALTH MANAGEMENT LLC

HEADQUARTERS ADVISORY GROUP, LLC

1ST GLOBAL CAPITAL CORP.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/1998

Series 63

Date: 9/11/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/28/1999

Series 6

Date: 5/27/1983

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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