AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
RW

Ronald Anthony White

MORGAN STANLEY & CO.
Naples, FL
·CRD# 1126283·42 years experience

Professional Summary

Ronald Anthony White is a registered financial advisor currently at MORGAN STANLEY & CO. LLC located in Naples, Florida. Ronald is registered as a RR (Registered Representative) and started their career in finance in 1984. Ronald has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
View profile
Blake Feldmann
Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

Naples, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Blake Feldmann
Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

Naples, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Blake Feldmann
Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

Naples, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Blake Feldmann
Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

Naples, FL · CRD#

Years of Experience

42 years in the financial services industry

Current & Past Employments

MORGAN STANLEY & CO. LLC·CRD# 8209
BD
8889 Pelican Bay Boulevard, Naples, FL 34108
September 29, 2017 - Present
MORGAN STANLEY·CRD# 149777
RIA
Irvine, CA
November 17, 2014 - December 22, 2017
MORGAN STANLEY·CRD# 149777
BD
Irvine, CA
November 14, 2014 - December 22, 2017
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
August 28, 1998 - September 1, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 10, 1998 - November 13, 2014
CLEARY GULL REILAND & MCDEVITT INC.·CRD# 18716
BD
Milwaukee, WI
June 23, 1994 - August 6, 1998
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
August 28, 1992 - May 16, 1994
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
New York, NY
September 7, 1990 - November 13, 2014
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
June 7, 1985 - August 13, 1992
E. F. HUTTON & COMPANY INC·CRD# 235
BD
July 26, 1984 - August 19, 1985

Similar Advisors

Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Blake Feldmann
Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

Naples, FL · CRD#

Current Firm

MS
MORGAN STANLEY & CO. LLC

MORGAN STANLEY | MORGAN STANLEY DEAN WITTER | MORGAN STANLEY & CO., INCORPORATED | MORGAN STANLEY & CO. LLC | MORGAN STANLEY & CO. INCORPORATED

CRD#: 8209 / SEC#: 8-15869
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1585 Broadway, New York, NY 10036-8293

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone Number

(212) 761-4000

Established

Delaware since 12/03/1969

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MORGAN STANLEY CAPITAL MANAGEMENT, LLCMEMBER—
BERKE, MATTHEW EVANCHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR2524594
BHAIMIA, ISMAIL OMARDIRECTOR6264162
DAMAST, EVAN SCOTTDIRECTOR3198635
HENNESSEY, JACQUELINE ATEXAS DESIGNATED PRINCIPAL2194034
KRAUSE, GARD JCHIEF COMPLIANCE OFFICER2284628
LYNN, GARY MICHAELPRINCIPAL FINANCIAL OFFICER2162411
MACEJKA, PATRICK NMNDIRECTOR2139145
MORANO, DAVIDPRINCIPAL OPERATIONS OFFICER2189287
STERN, MICHAEL ADIRECTOR4939073

Disclosures

Regulatory Event

493

Civil Event

5

Arbitration

57

Similar Advisors

Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Blake Feldmann
Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

Naples, FL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Blake Feldmann
Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

Naples, FL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/29/2017)
RR
Alaska
(9/29/2017)
RR
Arizona
(9/29/2017)
RR
Arkansas
(9/29/2017)
RR
California
(9/29/2017)
RR
Colorado
(9/29/2017)
RR
Connecticut
(9/29/2017)
RR
Delaware
(9/29/2017)
RR
District of Columbia
(9/29/2017)
RR
Florida
(9/29/2017)
RR
Georgia
(9/29/2017)
RR
Hawaii
(9/29/2017)
RR
Idaho
(9/29/2017)
RR
Illinois
(9/29/2017)
RR
Indiana
(9/29/2017)
RR
Iowa
(9/29/2017)
RR
Kansas
(9/29/2017)
RR
Kentucky
(9/29/2017)
RR
Louisiana
(9/29/2017)
RR
Maine
(9/29/2017)
RR
Maryland
(9/29/2017)
RR
Massachusetts
(9/29/2017)
RR
Michigan
(9/29/2017)
RR
Minnesota
(9/29/2017)
RR
Mississippi
(9/29/2017)
RR
Missouri
(9/29/2017)
RR
Montana
(9/29/2017)
RR
Nebraska
(9/29/2017)
RR
Nevada
(9/29/2017)
RR
New Hampshire
(9/29/2017)
RR
New Jersey
(9/29/2017)
RR
New Mexico
(9/29/2017)
RR
New York
(9/29/2017)
RR
North Carolina
(10/2/2017)
RR
North Dakota
(9/29/2017)
RR
Ohio
(9/29/2017)
RR
Oklahoma
(9/29/2017)
RR
Oregon
(9/29/2017)
RR
Pennsylvania
(9/29/2017)
RR
Puerto Rico
(9/29/2017)
RR
Rhode Island
(9/29/2017)
RR
South Carolina
(9/29/2017)
RR
South Dakota
(9/29/2017)
RR
Tennessee
(9/29/2017)
RR
Texas
(9/29/2017)
RR
Utah
(9/29/2017)
RR
Vermont
(9/29/2017)
RR
Virgin Islands
(9/29/2017)
RR
Virginia
(9/29/2017)
RR
Washington
(9/29/2017)
RR
West Virginia
(9/29/2017)
RR
Wisconsin
(9/29/2017)
RR
Wyoming
(9/29/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2009About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1994About the Series 53 exam
24X National Exchange LLC
SRO Registrations
BOX Exchange LLC
SRO Registrations
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Long-Term Stock Exchange, Inc.
SRO Registrations
MEMX LLC
SRO Registrations
MIAX Emerald, LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
MIAX Sapphire
SRO Registrations
MX2 LLC
SRO Registrations
Miami International Securities Exchange, LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq GEMX, LLC
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq MRX, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

Similar Advisors

Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Blake Feldmann
Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

Naples, FL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Ronald Anthony White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Blake Feldmann
Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

Naples, FL · CRD#
RW
Follow Ronald
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required