Kenneth L. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Loren Becker was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 4 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2013 - December 26, 2019
PIEDMONT SECURITIES LLC
February 22, 2011 - October 25, 2011
METCAP SECURITIES, LLC
June 25, 1985 - February 10, 2009
CITIGROUP GLOBAL MARKETS INC.
August 23, 1983 - June 29, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PIEDMONT SECURITIES LLC
CRD#: 162153 / SEC#: , 8-69057
Contact information
Documents
Red Flags
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