Joseph F. Pagano
Professional summary
Joseph Frank Pagano, who also goes by Joe Pagano, is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1988. Joseph has worked at 5 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Frank Pagano's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169July 17, 2009 - September 30, 2025
PERSHING LLC
August 19, 2002 - June 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 2000 - June 19, 2002
LEHMAN BROTHERS INC.
March 14, 1997 - August 23, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 1988 - August 20, 1993
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2026)
(1/21/2026)
Exams
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR/CEO SECURITIES | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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