Walter F. Wisniewski
Professional summary
Walter Frank Wisniewski JR, CFP®, who also goes by Walter Frank Wisniewski, is a registered financial advisor currently at ARCADIA WEALTH MANAGEMENT located in Smithtown, New York.
Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Walter has worked at 6 firms and has passed the Series 63, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Walter Frank Wisniewski JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
August 4, 2021 - Present
ARCADIA WEALTH MANAGEMENT
Office #1: 10 Edgewood Avenue, Smithtown, NY 11787April 8, 2003 - December 31, 2009
PARAGON CAPITAL MANAGEMENT
September 30, 1993 - July 21, 1994
BRENNER SECURITIES CORPORATION
July 30, 1991 - September 28, 1994
DUNHILL EQUITIES, INC.
September 20, 1989 - June 13, 1991
BENJAMIN SECURITIES, INC.
June 22, 1983 - May 17, 1989
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
ARCADIA WEALTH MANAGEMENT
CRD#: 165504 / SEC#: 801-77175
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/4/2021)
Exams
Series 15
Date: 8/29/1985
Foreign Currency Options ExaminationCurrent Firm
ARCADIA WEALTH MANAGEMENT
CRD#: 165504 / SEC#: 801-77175
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 898 |
| AUM (Assets Under Management) | $ 309,319,538 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/04/2025 | ||
| 07/08/2024 | ||
| 08/29/2023 |
Red Flags
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