Janet C. Pariot-caniglia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Catherine Pariot-caniglia, who also goes by Janet Caniglia, Janet C Pariot, Janet Catherine Pariot, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1983. Janet had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2015 - July 15, 2019
SUSQUEHANNA FINANCIAL GROUP, LLLP
October 10, 2000 - December 6, 2000
MAXIMA GROUP, LLC
July 14, 1992 - January 29, 1999
J.P. MORGAN SECURITIES LLC
June 7, 1991 - June 24, 1992
LIBRA INVESTMENTS, INC.
October 18, 1990 - May 31, 1991
CHANIN CAPITAL PARTNERS, INC.
March 10, 1987 - March 13, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
April 20, 1983 - October 14, 1983
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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