JS
Jody G. Scheiman
STIFEL, NICOLAUS & COMPANY
Columbus, OH 43219
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CRD#: 1124370
JS
Professional summary
Jody Gordon Scheiman is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Columbus, Ohio.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jody has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. COLUMBUS JEWISH FOUNDATION; 1175 COLLEGE AVE COLUMBUS OH 43209;Establishing endowments, making grants;Currently on the Board, nominated to be Secretary; Attend Board meetings and Executive Committee, review minutes; 12/9/2014;15 hr/mo;during securities trading hours;not investment related. 2. Center for Healthy Families; 500 S Front St Suite 930, Columbus OH 43215; Treasurer - review financial information; 12/29/2013; 5.00 Hour(s) Per Week - not during securities trading hours; Not Investment-Related 3. The Women's Fund of Central Ohio;2323 W 5th Ave #230 Columbus OH 43204;Non-profit committed to igniting social change for gender equality;Board of Trustees;traditional board work;6/26/19; 15 hr/mo; during securities trading hours;not investment related. 4. The Center for Healthy Families; 500 South Front Street, Columbus, OH 43215; Working with pregnant and parenting teens in minority neighborhoods; Chairperson of the Board; Preside at Board meetings, development, advocacy; 09/21/2020; 5 Hours per Week; During Securities Trading Hours; Investment-Related. 4. Center for Healthy Families; 500 South Front Street, Columbus, OH 43215; Working with pregnant and parenting teens in minority neighborhoods; Board Member; General Board of Trustees responsibilities; 09/01/2023; 8 Hours per Month; During Securities Trading Hours; Not Investment-Related.
CRS (Client Relationship Summary) - RIA
Click below to view Jody Gordon Scheiman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jody Gordon Scheiman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2005 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 4449 Easton Way Suite 120, Columbus, OH 43219RIA
BD
CRD#: 793
Columbus, OH
Current
August 10, 2005 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 4449 Easton Way Suite 120, Columbus, OH 43219RIA
BD
CRD#: 793
Columbus, OH
Past
August 16, 1999 - August 10, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
COLUMBUS, OH
Past
June 9, 1989 - August 10, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
April 14, 1983 - June 19, 1989
BLUNT ELLIS & LOEWI INCORPORATED
BD
CRD#: 7580
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2005)
RR
Arkansas(5/28/2019)
RR
California(8/10/2005)
RR
Colorado(8/10/2005)
RR
Connecticut(6/10/2013)
RR
District of Columbia(8/10/2005)
RR
Florida(8/10/2005)
RR
Georgia(8/10/2005)
RR
Hawaii(8/10/2005)
RR
Idaho(1/6/2014)
RR
Illinois(3/31/2009)
RR
Iowa(1/3/2014)
RR
Kansas(8/10/2005)
RR
Louisiana(1/6/2014)
RR
Maryland(3/27/2008)
RR
Massachusetts(8/10/2005)
RR
Michigan(8/10/2005)
RR
Minnesota(1/2/2014)
RR
Nebraska(1/2/2014)
RR
Nevada(1/7/2014)
RR
New Jersey(8/10/2005)
RR
New York(8/10/2005)
RR
North Carolina(7/8/2008)
RR
Ohio(8/10/2005)
IAR
Ohio(8/12/2005)
RR
Oklahoma(1/7/2014)
RR
Oregon(9/2/2016)
RR
Pennsylvania(8/10/2005)
RR
Rhode Island(1/2/2014)
RR
South Carolina(9/30/2008)
RR
South Dakota(5/1/2013)
RR
Tennessee(8/21/2013)
RR
Texas(8/10/2005)
IAR
Texas(11/25/2013)
RR
Utah(8/10/2005)
RR
Virginia(8/10/2005)
RR
Wisconsin(1/3/2014)
RR
Wyoming(1/7/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
