A. M. Mavis
Professional summary
A. Martin Mavis, who also goes by Alvin Martin Mavis II, Marty Mavis, is a registered financial professional currently at BLACK OAK SECURITIES, INC. located in Pawnee, Illinois.
A. is registered as a RR (Registered Representative) and started their career in finance in 1983. A. has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view A. Martin Mavis's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 1992 - Present
BLACK OAK SECURITIES, INC.
Office #1: 707 Carroll Street, Suite C, Pawnee, IL 62558December 19, 1990 - December 15, 1992
NEXT ADVISORS INC.
February 26, 1990 - December 4, 1990
NATIONAL SECURITIES CORPORATION
April 22, 1983 - March 6, 1990
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/1998)
(11/20/1992)
(3/18/2021)
Exams
FINRA
Current Firm
BLACK OAK SECURITIES, INC.
CRD#: 30889 / SEC#: , 8-45219
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GROSS, DWAN N | PRESIDENT & CHIEF COMPLIANCE OFFICER | 5985005 |
Red Flags
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