Gail M. Lingo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Marie Lingo, who also goes by Gail Marie Glynn, Gail Marie Lander, Gail M Lingo, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1984. Gail had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2012 - April 19, 2025
SCHWAB WEALTH ADVISORY, INC.
January 26, 2012 - March 27, 2012
CHARLES SCHWAB & CO., INC.
October 25, 2007 - December 31, 2011
CHARLES SCHWAB & CO., INC.
June 27, 1994 - April 19, 2025
CHARLES SCHWAB & CO., INC.
June 7, 1993 - June 3, 1994
NATIONSSECURITIES
March 31, 1992 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 2, 1991 - March 31, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
December 8, 1989 - June 6, 1990
LAMBORN SECURITIES INCORPORATED
August 23, 1989 - December 21, 1989
WHITEHILL CAPITAL, INC.
October 26, 1984 - November 5, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/12/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
