Louis T. Scipione

SCIPIONE WEALTH ADVISORS

PARAMUS, NJ 07652

Some features on this profile are disabled

CRD#: 1123225

Professional summary

Louis Thomas Scipione, CFP®, who also goes by Lou Scipione, is a registered financial advisor currently at SCIPIONE WEALTH ADVISORS, INC. located in Paramus, New Jersey.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Louis has worked at 14 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lou Scipione

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALLENDALE CHAMBER OF COMMERCE, TREASURER; P.O. BOX 144, ALLENDALE, NJ 07401; NOT-FOR-PROFIT ORGANIZATION; START DATE FEBRUARY 2000; NOT INVESTMENT RELATED; APPROXIMATELY 2 HOURS PER MONTH MAINTAINING THE CHECKBOOK, PREPARING TREASURER'S REPORT; MEETINGS OCCUR IN THE EVENING, OUTSIDE OF SECURITIES TRADING HOURS./SCIPIONE WEALTH MANAGEMENT, INC. PRESIDENT, RIA; 10/97-PRESENT; FAIRLAWN, NJ 3. SALAMENO SCIPIONE REALTY LLC/ SINCE 6-2006/ 50% OWNER/ REAL ESTATE MANAGEMENT/ MANAGE BUILDING, FIND TENANTS, PAY BILLS/ DEVOTES 4 HOURS PER WEEK. 4. SCIPIONE REALTY I, LLC/ FAIR LAWN NJ/ 50% OWNER/ REAL ESTATE MANAGEMENT/ MANAGE PROPERTY, FIND TENANTS/ PAY BILLS/ DEVOTES 4 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Thomas Scipione's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

June 16, 2003 - Present

SCIPIONE WEALTH ADVISORS, INC.

Office #1: 17 Arcadian Way Suite 102, Paramus, NJ 07652

RIA

CRD#: 121874

PARAMUS, NJ

Past

February 28, 2012 - July 3, 2012

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

FAIR LAWN, NJ

Past

February 14, 2008 - February 3, 2010

SUMMIT EQUITIES, INC.

RIA

CRD#: 11039

FAIR LAWN, NJ

Past

January 30, 2008 - February 3, 2010

SUMMIT EQUITIES, INC.

CRD#: 11039

FAIR LAWN, NJ

Past

July 9, 2004 - February 27, 2007

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

FAIRLAWN, NJ

Past

May 14, 2003 - January 5, 2004

WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677

BEAVERCREEK, OH

Past

December 23, 1999 - December 31, 2002

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

October 7, 1997 - December 23, 1999

PRINCETON EQUITY SECURITIES, INC.

CRD#: 15374

NEW YORK, NY

Past

June 17, 1996 - August 27, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 1, 1995 - June 12, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 9, 1994 - November 2, 1995

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

December 16, 1993 - August 9, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 24, 1992 - December 16, 1993

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

September 27, 1990 - August 5, 1992

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

November 20, 1985 - October 25, 1990

GARY GOLDBERG & CO., INC.

CRD#: 6482

SUFFERN, NY

Past

August 20, 1985 - November 27, 1985

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/16/2003)

IAR

New York
(8/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/8/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/17/1985

General Securities Representative Examination

Current Firm

SCIPIONE WEALTH ADVISORS, INC.

SCIPIONE CAPITAL MANAGEMENT, INC. | SCIPIONE WEALTH ADVISORS, INC.

CRD#: 121874 / SEC#:

New Jersey

Registered Investment Advisory firm - (10/21/1997 Approved)

New York

Registered Investment Advisory firm - (2/12/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

511 Goffle Road Suite 202, Wyckoff, NJ 07481-2926

Mailing Address

Phone number

(201) 703-8800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 41,172,247

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Louis T. Scipione

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Thomas Scipione's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIED BEACON PARTNERS, INC.

SUMMIT EQUITIES, INC.

SUMMIT EQUITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

WESTMINSTER FINANCIAL SECURITIES, INC.

1ST GLOBAL CAPITAL CORP.

PRINCETON EQUITY SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC WEALTH, INC.

NATHAN & LEWIS SECURITIES, INC.

OSAIC WEALTH, INC.

CADARET, GRANT & CO., INC.

GUARDIAN INVESTOR SERVICES LLC

GARY GOLDBERG & CO., INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/1985

Series 7

Date: 8/17/1985

Current Firm

SCIPIONE WEALTH ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCIPIONE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors