David A. Clark

EVERETT HARRIS & CO

Los Angeles, CA 90017

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CRD#: 1122916

Professional summary

David Adair Clark, CFA is a registered financial advisor currently at EVERETT HARRIS & CO located in Los Angeles, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Adair Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 8, 1997 - Present

EVERETT HARRIS & CO

Office #1: 801 South Figueroa Street Suite 2050, Los Angeles, CA 90017

RIA

CRD#: 106830

Los Angeles, CA

Past

July 15, 1987 - October 18, 1988

PRINTON, KANE GOVERNMENT SECURITIES, INC.

CRD#: 17733

Past

April 19, 1983 - July 5, 1983

CALIFORNIA MUNICIPAL INVESTORS, INC.

CRD#: 7311

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERETT HARRIS & CO

CRD#: 106830 / SEC#: 801-853

RIA

Registered Investment Advisory firm - (11/1/1940 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/8/1997)

IAR

Texas
(6/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/31/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

Current Firm

EVERETT HARRIS & CO

CRD#: 106830 / SEC#: 801-853

RIA

Registered Investment Advisory firm - (11/1/1940 Approved)

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Contact information

Main Address

801 South Figueroa Street Suite 2050, Los Angeles, CA 90017

Mailing Address

Phone number

(213) 625-2677

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERETT HARRIS & CO. ADV PART 2 (2/6/2025)

Regulatory assets under management

Total Number of Accounts	1,884
AUM (Assets Under Management)	$ 10,897,570,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David A. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Adair Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVERETT HARRIS & CO

PRINTON, KANE GOVERNMENT SECURITIES, INC.

CALIFORNIA MUNICIPAL INVESTORS, INC.

Primary Firm SEC Registration

EVERETT HARRIS & CO

State Registrations and Notice Filings

Exams

Series 63

Date: 10/31/1986

Series 7

Date: 4/16/1983

Current Firm

EVERETT HARRIS & CO

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVERETT HARRIS & CO

TRUST BUT VERIFY

Contact information

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