John D. Wylie

NICHOLAS INVESTMENT PARTNERS, L.P.

Rancho Santa Fe, CA 92067

Some features on this profile are disabled

CRD#: 1122263

Professional summary

John David Wylie is a registered financial advisor currently at NICHOLAS INVESTMENT PARTNERS, L.P. located in Rancho Santa Fe, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 4 firms and has passed the Series 63, Series 65, Series 6, Series 2 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Wylie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2008 - Present

NICHOLAS INVESTMENT PARTNERS, L.P.

Office #1: 6451 El Sicomoro Street, Rancho Santa Fe, CA 92067

RIA

CRD#: 140159

Rancho Santa Fe, CA

Past

January 9, 2002 - April 11, 2007

CAPITALWORKS INVESTMENT PARTNERS LLC

RIA

CRD#: 108548

SAN DIEGO, CA

Past

January 1, 1997 - April 15, 1998

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Past

May 18, 1983 - December 13, 1989

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICHOLAS INVESTMENT PARTNERS, L.P.

NICHOLAS INVESTMENT PARNTERS, L.P. | WAGONHOUND INVESTMENTS, L.P. | NICHOLAS INVESTMENT PARTNERS, L.P.

CRD#: 140159 / SEC#: 801-66532

RIA

Registered Investment Advisory firm - (4/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/30/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/14/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/7/1990

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 12/27/1996

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 2

Date: 11/15/1990

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 26

Date: 5/28/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NICHOLAS INVESTMENT PARTNERS, L.P.

NICHOLAS INVESTMENT PARNTERS, L.P. | WAGONHOUND INVESTMENTS, L.P. | NICHOLAS INVESTMENT PARTNERS, L.P.

CRD#: 140159 / SEC#: 801-66532

RIA

Registered Investment Advisory firm - (4/17/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6451 El Sicomoro Street, Rancho Santa Fe, CA 92067

Mailing Address

Po Box 9267, Rancho Santa Fe, CA 92067

Phone number

(858) 759-4545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-08 OTA ADV PART 2 (9/26/2025)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 1,311,813,654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John D. Wylie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Wylie's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITALWORKS INVESTMENT PARTNERS LLC

NICHOLAS-APPLEGATE SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

NICHOLAS INVESTMENT PARTNERS, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/14/1997

Series 65

Date: 11/7/1990

Series 6

Date: 12/27/1996

Series 2

Date: 11/15/1990

Series 26

Date: 5/28/1997

Current Firm

NICHOLAS INVESTMENT PARTNERS, L.P.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NICHOLAS INVESTMENT PARTNERS, L.P.

TRUST BUT VERIFY

Similar Advisors