Kevin G. Haase
Professional summary
Kevin Gerard Haase, who also goes by Kevin G Haase, is a registered financial professional currently at FIRST SOUTHERN, LLC located in Alpharetta, Georgia.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1985. Kevin has worked at 17 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Gerard Haase's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2020 - Present
FIRST SOUTHERN, LLC
Office #1: 1720 Windward Concourse, Suite 115, Alpharetta, GA 30005March 10, 2015 - October 5, 2020
FIRST SOUTHERN SECURITIES, LLC.
January 2, 2013 - March 17, 2015
BB&T SECURITIES, LLC
December 16, 2009 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
March 28, 2002 - December 23, 2009
JANNEY MONTGOMERY SCOTT LLC
February 6, 2001 - April 2, 2002
GMS GROUP
February 9, 1996 - April 17, 2001
SOUTHERN FINANCIAL GROUP, INC.
February 13, 1995 - February 2, 1996
FELTMAN & CO
October 25, 1993 - February 8, 1995
RESURGENS CAPITAL & INVESTMENTS, INC.
June 14, 1993 - October 11, 1993
BROOKSTREET SECURITIES CORPORATION
November 10, 1992 - November 24, 1993
ARGENT SECURITIES, INC.
January 12, 1990 - July 9, 1991
RICKEL & ASSOCIATES, INC.
August 2, 1988 - January 4, 1990
HERZOG, HEINE, GEDULD, LLC
July 4, 1987 - June 8, 1988
ADVEST, INC.
March 19, 1987 - May 8, 1987
OUTWATER & WELLS, INC.
February 19, 1986 - March 16, 1987
BRISLIN & WORAM
August 20, 1985 - November 18, 1985
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2020)
(4/8/2020)
(4/9/2020)
(8/2/2022)
(4/8/2020)
(2/4/2020)
(12/6/2023)
(1/4/2024)
(4/21/2022)
(1/10/2024)
(11/20/2023)
(10/6/2023)
(4/9/2020)
(4/8/2020)
(4/13/2020)
(11/20/2023)
(1/5/2021)
(6/17/2020)
(8/25/2022)
(4/8/2020)
(4/8/2020)
(1/5/2024)
(1/7/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FIRST SOUTHERN, LLC
CRD#: 282756 / SEC#: , 8-69733
Contact information
FINRA licenses (35 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENT, INC. | SHAREHOLDER | |
| HEEHAW INC. | SHAREHOLDER | |
| VSPR, INC. | SHAREHOLDER | |
| PAGAN MARXUACH, RAFAEL ANTONIO | OWNER | 2863850 |
| HAWK, WILLIAM HEATH | PRESIDENT/CEO/MANAGING MEMBER | 2494928 |
| JACKELS, STEPHANIE KANE | FINOP/PFO | 5928877 |
| JONES, SHARON DOSTER | CHIEF COMPLIANCE OFFICER | 3124470 |
| SFYRIS, VASILEIOS ALEXIOS | MANAGING MEMBER/POO | 4026992 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
