Lynne M. Cannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynne Marple Cannon was a registered financial professional .
Lynne is a previously registered financial professional and started their career in finance in 1983. Lynne had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2016 - August 23, 2019
STERLING CAPITAL MANAGEMENT LLC
April 5, 2012 - March 10, 2016
STRATTON MANAGEMENT COMPANY
October 9, 2006 - January 31, 2008
FORESIDE FUNDS DISTRIBUTORS LLC
January 27, 1999 - December 31, 2004
FORESIDE FUNDS DISTRIBUTORS LLC
January 4, 1999 - January 26, 1999
FORESIDE FUNDS DISTRIBUTORS LLC
April 25, 1995 - December 31, 1998
FPS BROKER SERVICES, INC.
October 1, 1992 - April 18, 1995
HORNOR, TOWNSEND & KENT, LLC
August 1, 1983 - February 4, 1992
AMA INVESTMENT ADVISERS, INC.
Primary Firm SEC Registration
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,535 |
| AUM (Assets Under Management) | $ 66,159,908,769 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/10/2025 | ||
| 03/28/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
