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JO

John B. Orr

Some features on this profile are disabled
CRD#: 1121992
JO

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Bergen Orr was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2006. John had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 57 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 5, 2016 - January 14, 2026

WOLVERINE TRADING, LLC

BD
CRD#: 36848
CHICAGO, IL
Past

October 27, 2014 - January 14, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
KING OF PRUSSIA, PA
Past

March 29, 2012 - January 14, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
KING OF PRUSSIA, PA
Past

June 3, 2009 - March 29, 2012

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
KING OF PRUSSIA, PA
Past

October 4, 2007 - March 4, 2009

MONADNOCK CAPITAL MANAGEMENT, LP

BD
CRD#: 124605
WILMINGTON, DE
Past

June 5, 2006 - September 7, 2006

TEMPEST TRADING PARTNERS, INC.

BD
CRD#: 36297
DREXEL HILL, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/24/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/14/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 3/22/2017
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/17/2009
General Securities Representative Examination

Current Firm

WT
WOLVERINE TRADING, LLC
WOLVERINE TRADING, L.P. | WOLVERINE TRADING, LLC

CRD#: 36848 / SEC#: , 8-47484

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
175 W Jackson Suite 200, Chicago, IL 60604
Mailing Address
175 W Jackson Suite 200, Chicago, IL 60604
Phone number
(312) 884-4000
Established
Illinois since 09/14/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WOLVERINE HOLDINGS, L.P.MANAGING MEMBER
BELLICK, ROBERT ROSSMANAGING DIRECTOR1715715
CAVICKE, DAVIDCHIEF LEGAL OFFICER6027073
GUST, CHRISTOPHER LAZARUSMANAGING DIRECTOR2311366
HENSCHEL, ERIC JONATHANMANAGING DIRECTOR3237017
KULA, JUDITH MARIESERIES 27 FINANCIAL & OPERATIONS PRINCIPAL
MCMAHON, CASEY JAMESCHIEF COMPLIANCE OFFICER6117524

Disclosures

Regulatory Event63

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOLVERINE TRADING, LLC

CRD#: 36848

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