Peter A. Irish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Andrew Irish, who also goes by P Andrew Irish, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 6 firms and has passed the Series 63, SIE, Series 25, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - July 30, 2018
TRIBAL CAPITAL MARKETS, LLC
August 20, 2014 - August 4, 2017
WELLINGTON SHIELDS & CO., LLC
August 16, 2002 - April 2, 2013
MOGAVERO LEE & CO INC.
July 15, 1999 - December 21, 2001
ADVEST, INC.
June 1, 1998 - June 17, 1999
HSBC SECURITIES (USA) INC.
July 21, 1987 - June 10, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 1/15/2003
NYSE Trading Assistant ExaminationSeries 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
TRIBAL CAPITAL MARKETS, LLC
CRD#: 38901 / SEC#: , 8-48460
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
