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PI

Peter Andrew Irish

CRD# 1121899·Registered 1987 - 2018
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Andrew Irish, who also goes by P Andrew Irish, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1987 - 2018. Peter had worked at 6 firms and has passed the Series 63, SIE, Series 25, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

P Andrew Irish

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

PLP CAPITAL·CRD# 38901
BD
Summit, NJ
January 9, 2018 - July 30, 2018
WELLINGTON SHIELDS & CO., LLC·CRD# 149021
BD
New York, NY
August 20, 2014 - August 4, 2017
MOGAVERO LEE & CO INC.·CRD# 32723
BD
Staten Island, NY
August 16, 2002 - April 2, 2013
ADVEST, INC.·CRD# 10
BD
Hartford, CT
July 15, 1999 - December 21, 2001
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
June 1, 1998 - June 17, 1999
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
July 21, 1987 - June 10, 1998

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Current Firm

PC
PLP CAPITAL

BCS BROKERAGE, INC. | TRIBAL CAPITAL MARKETS, LLC | PLP CAPITAL, LLC | PLP CAPITAL | BLUE CAPITAL SECURITIES, INC.

CRD#: 38901 / SEC#: 8-48460
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

10243 Mattraw Place, Orlando, FL 32836

Mailing Address

10243 Mattraw Place, Orlando, FL 32836

Phone Number

(212) 376-7492

Established

Delaware since 04/20/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PLP CAPITAL, LLCMEMBER—
HARRIS, PATRICK EUGENECCO5748909
LAPIETRA, PETERCEO2273197
OCHOJSKI, GREGORY ANDREFINOP4705726

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 25 — NYSE Trading Assistant Examination

Passed Jan 2003

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Jul 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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