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Andrew M. Davidoff

ACADEMY SECURITIES
New York, NY 10017
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CRD#: 1121622
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Professional summary


Andrew Mark Davidoff, who also goes by Davidoff Mark Andrew Mark, Andrew Mark Davidoff, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1983. Andrew has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Davidoff Mark Andrew Mark | Andrew Mark Davidoff

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew Mark Davidoff's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 31, 2023 - Present

ACADEMY SECURITIES, INC.

Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017
BD
CRD#: 17433
New York, NY
Past

September 17, 2019 - July 10, 2023

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEWPORT BEACH, CA
Past

June 28, 2010 - June 27, 2019

JEFFERIES LLC

BD
CRD#: 2347
LOS ANGELES, CA
Past

April 9, 2007 - July 23, 2010

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
IRVINE, CA
Past

April 9, 2007 - July 23, 2010

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
IRVINE, CA
Past

July 12, 1993 - January 30, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOS ANGELES, CA
Past

July 12, 1993 - January 30, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LOS ANGELES, CA
Past

January 8, 1991 - July 30, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

July 18, 1988 - December 3, 1990

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

March 15, 1988 - August 9, 1988

WEDBUSH SECURITIES INC.

BD
CRD#: 877
Past

February 9, 1988 - February 23, 1988

WESTPAC POLLOCK GOVERNMENT SECURITIES INC.

BD
CRD#: 19792
Past

May 16, 1987 - February 23, 1988

WESTPAC POLLOCK & CO. INC.

BD
CRD#: 901
Past

May 25, 1983 - March 14, 1987

BOETTCHER & COMPANY, INC.

BD
CRD#: 101

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/31/2023)
RR
Illinois
(3/19/2025)
RR
New Mexico
(9/14/2023)
RR
New York
(7/31/2023)
RR
Ohio
(3/20/2025)
RR
Virginia
(7/24/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/13/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ACADEMY SECURITIES, INC.
ACADEMY ASSET MANAGEMENT | STERLING INVESTMENT SERVICES, INC. | LASALLE BROKERAGE SERVICES, INC. | ACADEMY SECURITIES, INC.

CRD#: 17433 / SEC#: , 8-35173

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
622 3rd Avenue 12th Floor, New York, NY 10017
Mailing Address
622 3rd Avenue 12th Floor, New York, NY 10017
Phone number
(646) 736-3995
Established
Delaware since 11/07/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MIMS, RONALD CHANCECHAIRMAN, CEO5637540
GRAHAM, ANTHONY RFINOP4959159
GRAHAM, ANTHONY RPRINCIPAL OPERATIONS OFFICER4959159
GRAHAM, ANTHONY RPRINCIPAL FINANCIAL OFFICER4959159
GRAHAM, ANTHONY RCOO4959159
MCCONKEY, PHILIP JOSEPHVICE CHAIRMAN3253139
WILCOX, SPENCER HAMILTONPRESIDENT5802885
BOYD, MICHAEL BARTOWCHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER2557814

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ACADEMY SECURITIES, INC.

CRD#: 17433New York, NY 10017

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