Gene S. Berlin
Professional summary
Gene Sanford Berlin JR., who also goes by Gene Sanford Berlin Jr, Gene Sanford Berlin, Sandy Berlin, is a registered financial professional currently at MEMPHIS CAPITAL located in Memphis, Tennessee.
Gene is registered as a RR (Registered Representative) and started their career in finance in 1984. Gene has worked at 10 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 52, Series 6, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gene Sanford Berlin JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2024 - Present
MEMPHIS CAPITAL
Office #1: 6410 Poplar Avenue Suite 500, Memphis, TN 38119April 22, 2022 - May 29, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 30, 2003 - January 29, 2019
ICBA SECURITIES
July 30, 2003 - April 22, 2022
VINING-SPARKS IBG, LLC
March 1, 2000 - June 5, 2000
MORGAN KEEGAN & COMPANY, LLC
February 14, 2000 - February 29, 2000
AMSOUTH INVESTMENT SERVICES, INC.
November 5, 1998 - February 14, 2000
INVEST FINANCIAL CORPORATION
January 30, 1998 - October 28, 1998
COLLEGE & UNIVERSITY SECURITIES CORPORATION
February 17, 1995 - October 28, 1998
ICBA SECURITIES
January 17, 1995 - October 28, 1998
VINING-SPARKS IBG, LLC
May 17, 1994 - March 8, 1995
CALIBRE FINANCIAL GROUP, INC.
February 3, 1984 - May 24, 1994
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2024)
Exams
Series 52TO
Date: 6/30/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MEMPHIS CAPITAL
CRD#: 8564 / SEC#: , 8-34927
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANOVER SECURITIES, LLC | OWNER | |
| MARY WELLS QTIP TRUST / MARY LOUISE NAKAE (WELLS) TRUSTEE | OWNER | |
| GOODWIN, CASEY DOUGLAS | PRESIDENT/CEO | 6808410 |
| HANOVER, JOHN DAVID | GENERAL COUNSEL | 6011724 |
| NAKAE, MARY LOUISE | OWNER/TRUSTEE | 1923430 |
| PARATORE, JACK ANTHONY | CCO | 356248 |
| RODRIGUEZ, AARON NETZAHUALCOYOTL | FINOP & CFO | 5421965 |
Red Flags
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Company Information
MEMPHIS CAPITAL
CRD#: 8564Memphis, TN 38119TRUST BUT VERIFY
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