Ignatius L. Desimone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ignatius Luke Desimone, who also goes by Ignatios Lou Desimone, Ignatius Lou Desimone, was a registered financial professional .
Ignatius is a previously registered financial professional and started their career in finance in 2011. Ignatius had worked at 5 firms and has passed the SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2021 - May 31, 2023
VIEWTRADE SECURITIES, INC.
October 3, 2019 - March 11, 2021
VELOCITY CLEARING, LLC
September 19, 2016 - November 27, 2018
MIRAE ASSET SECURITIES (USA) INC.
February 11, 2013 - September 8, 2016
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
October 28, 2011 - July 10, 2012
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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