John P. Teevan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Teevan JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2015 - June 2, 2017
NATIONAL SECURITIES CORPORATION
July 2, 2010 - September 15, 2015
INTERNATIONAL ASSETS ADVISORY, LLC
March 29, 2010 - October 4, 2010
WESTMINSTER FINANCIAL SECURITIES, INC.
July 13, 2005 - March 29, 2010
GUNNALLEN FINANCIAL, INC
April 22, 1987 - July 14, 2005
HIGHLANDER CAPITAL GROUP, INC.
November 6, 1986 - January 19, 1989
PADDINGTON PARTNERS
November 27, 1984 - December 10, 1984
JOHN RADLI SECURITIES CO.,INC.
June 28, 1983 - May 28, 1987
FIRST MONMOUTH SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
