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Joseph Paul Scellato

CRD# 1113761·Registered 1983 - 2016
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Paul Scellato was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1983 - 2016. Joseph had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

NATHAN HALE CAPITAL, LLC·CRD# 123650
BD
Scottsdale, AZ
April 4, 2016 - September 15, 2016
ODD LOT BONDS, INC·CRD# 43033
BD
Aventura, FL
May 2, 2014 - July 31, 2015
KGS-ALPHA CAPITAL MARKETS, L.P.·CRD# 151705
BD
New York, NY
January 30, 2012 - August 9, 2012
SEAPORT GLOBAL SECURITIES LLC·CRD# 116270
BD
New York, NY
October 3, 2011 - January 31, 2012
MF GLOBAL INC.·CRD# 6731
BD
New York, NY
April 8, 2009 - April 21, 2011
JEFFERIES LLC·CRD# 2347
BD
New York, NY
November 1, 2004 - March 9, 2009
BONDS DIRECT SECURITIES LLC·CRD# 112297
BD
New York, NY
April 8, 2003 - November 1, 2004
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
April 11, 1997 - April 14, 2003
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
July 26, 1989 - May 2, 1997
MULLER AND COMPANY, INC.·CRD# 2841
BD
October 29, 1984 - June 15, 1988
WECHSLER & CO., INC.·CRD# 3719
BD
December 14, 1983 - September 24, 1984

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Current Firm

NH
NATHAN HALE CAPITAL, LLC

NATHAN HALE CAPITAL, LLC | TAHOE FIXED INCOME, LLC

CRD#: 123650 / SEC#: 8-65603
BD
Terminated by SEC on 01/09/2022

Contact Information

Established

Nevada since 03/18/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GALARPE, GARY CHRISTOPHERCHIEF COMPLIANCE OFFICER/FIN-OP2384835

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 1999

Series 7 — General Securities Representative Examination

Passed Nov 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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