Joseph P. Scellato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Paul Scellato was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2016 - September 15, 2016
NATHAN HALE CAPITAL, LLC
May 2, 2014 - July 31, 2015
ODD LOT BONDS, INC
January 30, 2012 - August 9, 2012
KGS-ALPHA CAPITAL MARKETS, L.P.
October 3, 2011 - January 31, 2012
SEAPORT GLOBAL SECURITIES LLC
April 8, 2009 - April 21, 2011
MF GLOBAL INC.
November 1, 2004 - March 9, 2009
JEFFERIES LLC
April 8, 2003 - November 1, 2004
BONDS DIRECT SECURITIES LLC
April 11, 1997 - April 14, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
July 26, 1989 - May 2, 1997
GRUNTAL & CO., L.L.C.
October 29, 1984 - June 15, 1988
MULLER AND COMPANY, INC.
December 14, 1983 - September 24, 1984
WECHSLER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
NATHAN HALE CAPITAL, LLC
CRD#: 123650 / SEC#: , 8-65603
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GALARPE, GARY CHRISTOPHER | CHIEF COMPLIANCE OFFICER/FIN-OP | 2384835 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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