Robert M. Schultz
Professional summary
Robert Michael Schultz, who also goes by Bob Schultz, is a registered financial professional currently at WESTPARK CAPITAL, INC. located in Los Angeles, California and SENTINEL BROKERS COMPANY, INC. located in Jupiter, Florida.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Michael Schultz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2004 - Present
WESTPARK CAPITAL, INC.
Office #1: 1800 Century Park East Suite 220, Los Angeles, CA 90067May 13, 2025 - Present
SENTINEL BROKERS COMPANY, INC.
Office #1: 102 Xanadu Place, Jupiter, FL 33477May 18, 1998 - April 7, 1999
GENEVE INTERNATIONAL CORPORATION
September 18, 1995 - January 23, 1997
NATIONAL CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/26/2004)
(8/25/2020)
(1/5/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
FINRA
Nasdaq Stock Market
Current Firm
SENTINEL BROKERS COMPANY, INC.
CRD#: 40305 / SEC#: , 8-49005
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENTINEL BROKERS LLC | SHAREHOLDER | |
| SED CAPITAL PTE LTD | OWNER | |
| LAWLESS, JOSEPH MATHEW | CEO, CCO | 1783307 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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