David A. Goldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Allan Goldman was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1989. David had worked at 9 firms and has passed the Series 63, Series 7 and Series 16 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2004 - October 22, 2013
INTERNATIONAL DISCOUNT INVESTORS
July 25, 2003 - December 12, 2003
SOLEIL SECURITIES CORPORATION
June 2, 2003 - July 25, 2003
SECURITIES AMERICA, INC.
March 6, 2000 - March 19, 2001
TRUIST SECURITIES, INC.
April 6, 1998 - March 10, 2000
BANC OF AMERICA SECURITIES LLC
July 16, 1996 - February 13, 1998
THE ROBINSON-HUMPHREY COMPANY, LLC
November 8, 1991 - November 10, 1993
CIBC WORLD MARKETS CORP.
June 21, 1989 - November 21, 1991
NOMURA SECURITIES INTERNATIONAL, INC.
March 6, 1989 - June 24, 1989
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERNATIONAL DISCOUNT INVESTORS
CRD#: 110167 / SEC#: 801-48914
Contact information
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 54,663,716 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
